Back to Modalities
Textual Modality for: 628902.0 - Security transfer agents
| Code | Title | Description | Word Counts | URL |
|---|---|---|---|---|
| 628902.0 | Transfer Agents - SEC.gov | Section 17A(c) of the 1934 Act requires that transfer agents be registered with the SEC, or if the t... | Total words: 1,706 | security: 8 | transfer: 56 | agents: 20 | View |
| 628902.0 | Section 11 - FDIC: Registered Transfer Agent Examination Manual | It is important to recognize, however, that the Securities and Exchange Commission has opined (SEC R... | Total words: 41,929 | security: 101 | transfer: 1302 | agents: 325 | View |
| 628902.0 | Transfer Agents - Investor.gov | Transfer agents work for the security issuer to record changes of ownership, maintain the issuer's s... | Total words: 305 | security: 2 | transfer: 9 | agents: 6 | View |
| 628902.0 | Proving Securities Ownership - Investor.gov | Transfer Agent. Transfer agents work for the security issuer to record changes of ownership, maintai... | Total words: 613 | security: 4 | transfer: 9 | agents: 5 | View |
| 628902.0 | SEC.gov | Statutes and Regulations | a description of the security to be offered for sale; information about the management of the compan... | Total words: 1,638 | security: 2 | transfer: 2 | agents: 2 | View |
| 628902.0 | 12 CFR Part 341 -- Registration of Securities Transfer Agents | § 341.1 Scope. This part is issued by the Federal Deposit Insurance Corporation (the FDIC) under se... | Total words: 2,087 | transfer: 23 | agents: 5 | View |
| 628902.0 | Regulation of Transfer Agents - SEC.gov | The Rules are intended to: (1) assure that registered transfer agents perform their functions in a p... | Total words: 240 | transfer: 9 | agents: 6 | View |
| 628902.0 | Market Participants - Investor.gov | Transfer Agents -Transfer agents record changes of security ownership, maintain the issuer's securit... | Total words: 907 | security: 4 | transfer: 8 | agents: 6 | View |
| 628902.0 | Signature Certification — TreasuryDirect | If the institution is an authorized paying agent for U.S. Savings Bonds, we require a legible imprin... | Total words: 534 | security: 1 | transfer: 2 | agents: 3 | View |
| 628902.0 | Recordkeeping Requirements for Transfer Agents - SEC.gov | Registered transfer agents that choose to use electronic or micrographic records storage media must:... | Total words: 13,032 | security: 10 | transfer: 279 | agents: 190 | View |
| 628902.0 | Press Briefing by Press Secretary Karoline Leavitt, Deputy Chief of ... | 1:05 P.M. EST MS. LEAVITT: Hello. Good afternoon, everybody. I brought some heavy hitters in here wi... | Total words: 8,771 | security: 23 | transfer: 1 | agents: 1 | View |
| 628902.0 | PA.GOVPDF | 9€ý© ø';ˆ¾&‡lsÆ”›SÓ¦fÒâ´âÌr æ›a-lÒ´´´Ì|m“Õ™|9ùN²šCªP| ©vïe?`... | Total words: 43,474 | security: 22 | transfer: 11 | View |
| 628902.0 | Ranking Member Maxine Waters and Congressman Brad Sherman Warn of ... | In light of Elon Musk and his Department of Government Efficiency (DOGE) team’s rapid and illegal ... | Total words: 2,287 | security: 5 | transfer: 1 | agents: 2 | View |
| 628902.0 | DEPARTMENT OF COMMERCE Bureau of Industry and Security 15 CFR Parts 732 ...PDF | Bureau of Industry and Security 15 CFR Parts 732, 734, 740, 742, 744, 748, 750, 762, 772, and 774 [D... | Total words: 43,657 | security: 139 | transfer: 54 | agents: 2 | View |
| 628902.0 | America First Trade Policy – The White House | (a) The Secretary of Commerce, in consultation with the Secretary of Defense and the heads of any ot... | Total words: 2,091 | security: 20 | transfer: 2 | agents: 1 | View |
| 628902.0 | Transfer Agent Regulations - SEC.gov | At the same time, transfer agents now operate in a market structure that bears little resemblance to... | Total words: 340 | transfer: 11 | agents: 3 | View |
| 628902.0 | I Supreme Court of the United StatesPDF | ˆí ¸ÄI +ôÁô¡¤6¤Ð “üýŽ´ ËÞºPü°ã]éœO£9ßà•M h¬ƒO`“ 4H [¦ ì@Z¬ úµ... | Total words: 8,587 | security: 3 | transfer: 8 | agents: 10 | View |
| 628902.0 | United States Government Policy for Oversight of Dual Use Research of ...PDF | ... | Total words: 11,352 | security: 33 | transfer: 9 | agents: 39 | View |
| 628902.0 | Transfer Agent Safeguarding of Funds and Securities - SEC.govPDF | 1 A paying agent accepts payments from the issuer of a security and distributes the payments to the ... | Total words: 1,866 | security: 3 | transfer: 10 | agents: 10 | View |
| 628902.0 | Delaware Code Online | A corporation or transfer agent registering a security in the name of a person who is a fiduciary or... | Total words: 1,361 | security: 18 | transfer: 42 | agents: 3 | View |
