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Textual Modality for: 623199.1 - Security exchanges
| Code | Title | Description | Word Counts | URL |
|---|---|---|---|---|
| 623199.1 | National Securities Exchanges - SEC.gov | A "national securities exchange" is a securities exchange that has registered with the SEC under Sec... | Total words: 440 | security: 1 | exchanges: 7 | View |
| 623199.1 | Securities and Exchange Commission (SEC) - USAGov | The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and d... | Total words: 108 | exchanges: 1 | View |
| 623199.1 | National Securities Exchange - Investor.gov | A "national securities exchange" is a securities exchange that has registered with the SEC under Sec... | Total words: 245 | exchanges: 1 | View |
| 623199.1 | The Laws That Govern the Securities Industry - Investor.gov | Insider trading is illegal when a person trades a security while in possession of material nonpublic... | Total words: 1,778 | security: 2 | exchanges: 4 | View |
| 623199.1 | 15 USC 78f: National securities exchanges - House | §78f. National securities exchanges (a) Registration; application. An exchange may be registered as... | Total words: 7,917 | security: 69 | exchanges: 15 | View |
| 623199.1 | The Role of the SEC - Investor.gov | The following year, it passed the Securities Exchange Act of 1934, which created the SEC. The main p... | Total words: 362 | exchanges: 1 | View |
| 623199.1 | SEC.gov | Statutes and Regulations | Registration of Exchanges, Associations, and Others. The Act requires a variety of market participan... | Total words: 1,638 | security: 2 | exchanges: 4 | View |
| 623199.1 | 17 CFR Part 240 -- General Rules and Regulations, Securities Exchange ... | Section 240.19c-5 also issued under Sections 6, 11A, and 19 of the Securities Exchange Act of 1934, ... | Total words: 8,370 | security: 23 | exchanges: 16 | View |
| 623199.1 | Ranking Member Maxine Waters and Congressman Brad Sherman Warn of ... | In light of Elon Musk and his Department of Government Efficiency (DOGE) team’s rapid and illegal ... | Total words: 2,287 | security: 5 | View |
| 623199.1 | Cyber Safety Review Board Releases Report on Microsoft Online Exchange ... | WASHINGTON – Today, the U.S. Department of Homeland Security (DHS) released the Cyber Safety Revie... | Total words: 1,292 | security: 16 | View |
| 623199.1 | Federal Register Document Issue for 2025-02-20 | Minimum Security Devices and Procedures, Reports of Suspicious Activities, and Bank Secrecy Act Comp... | Total words: 1,904 | security: 4 | View |
| 623199.1 | Product Security Bad PracticesPDF | ... | Total words: 3,282 | security: 55 | View |
| 623199.1 | Submit a Tip or Complaint - SEC.gov | Submit a Tip or Complaint; Tips, Complaints, & Referrals Form; Investor Complaint Form; Investor Que... | Total words: 116 | exchanges: 1 | View |
| 623199.1 | Clearing Agencies - SEC.gov | Section 17A of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 17Ab2-1 require an ... | Total words: 948 | exchanges: 1 | View |
| 623199.1 | Statement from the National Security Advisor - The White House | President Trump, Steve Witkoff and the President’s advisors negotiated an exchange that serves as ... | Total words: 150 | security: 3 | View |
| 623199.1 | Guide to Broker-Dealer Registration - SEC.gov | A security sold in a transaction that is exempt from registration under the Securities Act of 1933 (... | Total words: 13,835 | security: 43 | exchanges: 11 | View |
| 623199.1 | Managing the Security of Information Exchanges - NISTPDF | establishing the information exchange, including implementing or configuring appropriate security co... | Total words: 18,909 | security: 250 | exchanges: 79 | View |
| 623199.1 | Form 8-K - SEC.gov | Form 8-K. In addition to filing annual reports on Form 10-K and quarterly reports on Form 10-Q, publ... | Total words: 588 | security: 3 | View |
| 623199.1 | Security architecture design process for health information exchanges ...PDF | security architecture for the exchange of health information that leverages common government and co... | Total words: 15,429 | security: 175 | exchanges: 9 | View |
| 623199.1 | Crypto Assets - SEC.gov | 11/20/2023: SEC v. Safemoon LLC, et al. The Securities and Exchange Commission charged SafeMoon LLC,... | Total words: 12,471 | security: 14 | exchanges: 2 | View |